## pg_upgrade

pg_upgrade — upgrade a Postgres Pro Enterprise server instance

## Synopsis

`pg_upgrade` `-b` `oldbindir` `-B` `newbindir` `-d` `oldconfigdir` `-D` `newconfigdir` [`option`...]

## Description

pg_upgrade (formerly called pg_migrator) allows data stored in PostgreSQL or Postgres Pro Enterprise data files to be upgraded to a later Postgres Pro Enterprise major version without the data dump/reload typically required for major version upgrades, e.g. from 9.5.8 to 9.6.4 or from 10.7 to 11.2. It is not required for minor version upgrades, e.g. from 9.6.2 to 9.6.3 or from 10.1 to 10.2.

Major Postgres Pro Enterprise releases regularly add new features that often change the layout of the system tables, but the internal data storage format rarely changes. pg_upgrade uses this fact to perform rapid upgrades by creating new system tables and simply reusing the old user data files. If a future major release ever changes the data storage format in a way that makes the old data format unreadable, pg_upgrade will not be usable for such upgrades. (The community will attempt to avoid such situations.)

pg_upgrade does its best to make sure the old and new clusters are binary-compatible, e.g. by checking for compatible compile-time settings, including 32/64-bit binaries. It is important that any external modules are also binary compatible, though this cannot be checked by pg_upgrade.

pg_upgrade supports upgrades from 8.4.X and later to the current major release of Postgres Pro Enterprise, including snapshot and beta releases.

## Options

pg_upgrade accepts the following command-line arguments:

`-b` `bindir`
`--old-bindir=``bindir`

  the old Postgres Pro Enterprise executable directory; environment variable `PGBINOLD`

`-B` `bindir`
`--new-bindir=``bindir`

  the new Postgres Pro Enterprise executable directory; environment variable `PGBINNEW`

`-c`
`--check`

  check clusters only, don't change any data

`-d` `configdir`
`--old-datadir=``configdir`

  the old database cluster configuration directory; environment variable `PGDATAOLD`

`-D` `configdir`
`--new-datadir=``configdir`y

  the new database cluster configuration directory; environment variable `PGDATANEW`

`-j`
`--jobs`

  number of simultaneous processes or threads to use

`-k`
`--link`

  use hard links instead of copying files to the new cluster

`-o` `options`
`--old-options` `options`

  options to be passed directly to the old `postgres` command; multiple option invocations are appended

`-O` `options`
`--new-options` `options`

  options to be passed directly to the new `postgres` command; multiple option invocations are appended

`-p` `port`
`--old-port=``port`

  the old cluster port number; environment variable `PGPORTOLD`

`-P` `port`
`--new-port=``port`

  the new cluster port number; environment variable `PGPORTNEW`

`-r`
`--retain`

  retain SQL and log files even after successful completion

`-U` `username`
`--username=``username`

  cluster's install user name; environment variable `PGUSER`

`-v`
`--verbose`

  enable verbose internal logging

`-V`
`--version`

  display version information, then exit

`-?`
`--help`

  show help, then exit

## Usage

These are the steps to perform an upgrade with pg_upgrade:

1. Optionally move the old cluster

   If you are using a version-specific installation directory, e.g. `/opt/PostgreSQL/10`, you do not need to move the old cluster. The graphical installers all use version-specific installation directories.

   If your installation directory is not version-specific, e.g. `/usr/local/pgsql`, it is necessary to move the current Postgres Pro Enterprise install directory so it does not interfere with the new Postgres Pro Enterprise installation. Once the current Postgres Pro Enterprise server is shut down, it is safe to rename the Postgres Pro Enterprise installation directory; assuming the old directory is `/usr/local/pgsql`, you can do:

       mv /usr/local/pgsql /usr/local/pgsql.old

   to rename the directory.

2. For source installs, build the new version

   Build the new Postgres Pro Enterprise source with `configure` flags that are compatible with the old cluster. pg_upgrade will check `pg_controldata` to make sure all settings are compatible before starting the upgrade.

3. Install the new Postgres Pro Enterprise binaries

   Install the new server's binaries and support files. pg_upgrade is included in a default installation.

   For source installs, if you wish to install the new server in a custom location, use the `prefix` variable:

       make prefix=/usr/local/pgsql.new install

4. Initialize the new Postgres Pro Enterprise cluster

   Initialize the new cluster using `initdb`. Again, use compatible `initdb` flags that match the old cluster. Many prebuilt installers do this step automatically. There is no need to start the new cluster.

5. Install custom shared object files

   Install any custom shared object files (or DLLs) used by the old cluster into the new cluster, e.g. `pgcrypto.so`, whether they are from `contrib` or some other source. Do not install the schema definitions, e.g. `CREATE EXTENSION pgcrypto`, because these will be upgraded from the old cluster. Also, any custom full text search files (dictionary, synonym, thesaurus, stop words) must also be copied to the new cluster.

6. Adjust authentication

   `pg_upgrade` will connect to the old and new servers several times, so you might want to set authentication to `peer` in `pg_hba.conf` or use a `~/.pgpass` file (see Section 34.15).

7. Stop both servers

   Make sure both database servers are stopped using, on Unix, e.g.:

       pg_ctl -D /opt/PostgreSQL/9.6 stop
       pg_ctl -D /opt/PostgreSQL/10 stop

   or on Windows, using the proper service names:

       NET STOP postgresql-9.6
       NET STOP postgresql-10

   Streaming replication and log-shipping standby servers can remain running until a later step.

8. Prepare for standby server upgrades

   If you are upgrading standby servers using methods outlined in section Step 10, verify that the old standby servers are caught up by running pg_controldata against the old primary and standby clusters. Verify that the “Latest checkpoint location” values match in all clusters. (There will be a mismatch if old standby servers were shut down before the old primary.) Also, change `wal_level` to `replica` in the `postgresql.conf` file on the new primary cluster.

9. Run pg_upgrade

   Always run the pg_upgrade binary of the new server, not the old one. pg_upgrade requires the specification of the old and new cluster's data and executable (`bin`) directories. You can also specify user and port values, and whether you want the data files linked instead of the default copy behavior.

   If you use link mode, the upgrade will be much faster (no file copying) and use less disk space, but you will not be able to access your old cluster once you start the new cluster after the upgrade. Link mode also requires that the old and new cluster data directories be in the same file system. (Tablespaces and `pg_wal` can be on different file systems.) See `pg_upgrade --help` for a full list of options.

   The `--jobs` option allows multiple CPU cores to be used for copying/linking of files and to dump and reload database schemas in parallel; a good place to start is the maximum of the number of CPU cores and tablespaces. This option can dramatically reduce the time to upgrade a multi-database server running on a multiprocessor machine.

   For Windows users, you must be logged into an administrative account, and then start a shell as the `postgres` user and set the proper path:

       RUNAS /USER:postgres "CMD.EXE"
       SET PATH=%PATH%;C:\Program Files\PostgreSQL\10\bin;

   and then run pg_upgrade with quoted directories, e.g.:

       pg_upgrade.exe
               --old-datadir "C:/Program Files/PostgreSQL/9.6/data"
               --new-datadir "C:/Program Files/PostgreSQL/10/data"
               --old-bindir "C:/Program Files/PostgreSQL/9.6/bin"
               --new-bindir "C:/Program Files/PostgreSQL/10/bin"

   Once started, `pg_upgrade` will verify the two clusters are compatible and then do the upgrade. You can use `pg_upgrade --check` to perform only the checks, even if the old server is still running. `pg_upgrade --check` will also outline any manual adjustments you will need to make after the upgrade. If you are going to be using link mode, you should use the `--link` option with `--check` to enable link-mode-specific checks. `pg_upgrade` requires write permission in the current directory.

   Obviously, no one should be accessing the clusters during the upgrade. pg_upgrade defaults to running servers on port 50432 to avoid unintended client connections. You can use the same port number for both clusters when doing an upgrade because the old and new clusters will not be running at the same time. However, when checking an old running server, the old and new port numbers must be different.

   If an error occurs while restoring the database schema, `pg_upgrade` will exit and you will have to revert to the old cluster as outlined in Step 16 below. To try `pg_upgrade` again, you will need to modify the old cluster so the pg_upgrade schema restore succeeds. If the problem is a `contrib` module, you might need to uninstall the `contrib` module from the old cluster and install it in the new cluster after the upgrade, assuming the module is not being used to store user data.

10. Upgrade Streaming Replication and Log-Shipping standby servers

    If you used link mode and have Streaming Replication (see Section 26.2.5) or Log-Shipping (see Section 26.2) standby servers, you can follow these steps to quickly upgrade them. You will not be running pg_upgrade on the standby servers, but rather rsync on the primary. Do not start any servers yet.

    If you did not use link mode, do not have or do not want to use rsync, or want an easier solution, skip the instructions in this section and simply recreate the standby servers once pg_upgrade completes and the new primary is running.

    1. Install the new Postgres Pro Enterprise binaries on standby servers

       Make sure the new binaries and support files are installed on all standby servers.

    2. Make sure the new standby data directories do not exist

       Make sure the new standby data directories do not exist or are empty. If initdb was run, delete the standby servers' new data directories.

    3. Install custom shared object files

       Install the same custom shared object files on the new standbys that you installed in the new primary cluster.

    4. Stop standby servers

       If the standby servers are still running, stop them now using the above instructions.

    5. Save configuration files

       Save any configuration files from the old standbys' configuration directories you need to keep, e.g. `postgresql.conf`, `recovery.conf`, because these will be overwritten or removed in the next step.

    6. Run rsync

       When using link mode, standby servers can be quickly upgraded using rsync. To accomplish this, from a directory on the primary server that is above the old and new database cluster directories, run this on the primary for each standby server:

           rsync --archive --delete --hard-links --size-only --no-inc-recursive old_cluster new_cluster remote_dir

       where `old_cluster` and `new_cluster` are relative to the current directory on the primary, and `remote_dir` is above the old and new cluster directories on the standby. The directory structure under the specified directories on the primary and standbys must match. Consult the rsync manual page for details on specifying the remote directory, e.g.

           rsync --archive --delete --hard-links --size-only --no-inc-recursive /opt/PostgreSQL/9.5 \
                 /opt/PostgreSQL/9.6 standby.example.com:/opt/PostgreSQL

       You can verify what the command will do using rsync's `--dry-run` option. While rsync must be run on the primary for at least one standby, it is possible to run rsync on an upgraded standby to upgrade other standbys, as long as the upgraded standby has not been started.

       What this does is to record the links created by pg_upgrade's link mode that connect files in the old and new clusters on the primary server. It then finds matching files in the standby's old cluster and creates links for them in the standby's new cluster. Files that were not linked on the primary are copied from the primary to the standby. (They are usually small.) This provides rapid standby upgrades. Unfortunately, rsync needlessly copies files associated with temporary and unlogged tables because these files don't normally exist on standby servers.

       If you have tablespaces, you will need to run a similar rsync command for each tablespace directory, e.g.:

           rsync --archive --delete --hard-links --size-only --no-inc-recursive /vol1/pg_tblsp/PG_9.5_201510051 \
                 /vol1/pg_tblsp/PG_9.6_201608131 standby.example.com:/vol1/pg_tblsp

       If you have relocated `pg_wal` outside the data directories, rsync must be run on those directories too.

    7. Configure streaming replication and log-shipping standby servers

       Configure the servers for log shipping. (You do not need to run `pg_start_backup()` and `pg_stop_backup()` or take a file system backup as the standbys are still synchronized with the primary.)

11. Restore `pg_hba.conf`

    If you modified `pg_hba.conf`, restore its original settings. It might also be necessary to adjust other configuration files in the new cluster to match the old cluster, e.g. `postgresql.conf`.

12. Start the new server

    The new server can now be safely started, and then any rsync'ed standby servers.

13. Post-Upgrade processing

    If any post-upgrade processing is required, pg_upgrade will issue warnings as it completes. It will also generate script files that must be run by the administrator. The script files will connect to each database that needs post-upgrade processing. Each script should be run using:

        psql --username=postgres --file=script.sql postgres

    The scripts can be run in any order and can be deleted once they have been run.

    ### Caution

    In general it is unsafe to access tables referenced in rebuild scripts until the rebuild scripts have run to completion; doing so could yield incorrect results or poor performance. Tables not referenced in rebuild scripts can be accessed immediately.

14. Statistics

    Because optimizer statistics are not transferred by `pg_upgrade`, you will be instructed to run a command to regenerate that information at the end of the upgrade. You might need to set connection parameters to match your new cluster.

15. Delete old cluster

    Once you are satisfied with the upgrade, you can delete the old cluster's data directories by running the script mentioned when `pg_upgrade` completes. (Automatic deletion is not possible if you have user-defined tablespaces inside the old data directory.) You can also delete the old installation directories (e.g. `bin`, `share`).

16. Reverting to old cluster

    If, after running `pg_upgrade`, you wish to revert to the old cluster, there are several options:

    - If you ran `pg_upgrade` with `--check`, no modifications were made to the old cluster and you can re-use it anytime.

    - If you ran `pg_upgrade` with `--link`, the data files are shared between the old and new cluster. If you started the new cluster, the new server has written to those shared files and it is unsafe to use the old cluster.

    - If you ran `pg_upgrade` without `--link` or did not start the new server, the old cluster was not modified except that, if linking started, a `.old` suffix was appended to `$PGDATA/global/pg_control`. To reuse the old cluster, possibly remove the `.old` suffix from `$PGDATA/global/pg_control`; you can then restart the old cluster.

## Notes

pg_upgrade does not support upgrading of databases containing these `reg*` OID-referencing system data types: `regproc`, `regprocedure`, `regoper`, `regoperator`, `regconfig`, and `regdictionary`. (`regtype` can be upgraded.)

All failure, rebuild, and reindex cases will be reported by pg_upgrade if they affect your installation; post-upgrade scripts to rebuild tables and indexes will be generated automatically. If you are trying to automate the upgrade of many clusters, you should find that clusters with identical database schemas require the same post-upgrade steps for all cluster upgrades; this is because the post-upgrade steps are based on the database schemas, and not user data.

For deployment testing, create a schema-only copy of the old cluster, insert dummy data, and upgrade that.

If you are upgrading a pre-PostgreSQL 9.2 cluster that uses a configuration-file-only directory, you must pass the real data directory location to pg_upgrade, and pass the configuration directory location to the server, e.g. `-d /real-data-directory -o '-D /configuration-directory'`.

If using a pre-9.1 old server that is using a non-default Unix-domain socket directory or a default that differs from the default of the new cluster, set `PGHOST` to point to the old server's socket location. (This is not relevant on Windows.)

When performing an upgrade from Postgres Pro 9.6 or lower, for databases with a multibyte encoding, pg_upgrade may generate SQL files with `REINDEX`/`VALIDATE` commands. You must run these files to rebuild indexes and re-validate constraints. This can happen in the following cases:

- The old cluster uses indexes or constraints depending on collations other than the default collation of the database, `C`, or `POSIX`.

- On Windows, the old cluster uses indexes or constraints depending on the default collation with a verbose name, such as `"Russian_Russia[.`encoding`]"` or `"English_United States[.`encoding`]"`.

If you want to use link mode and you do not want your old cluster to be modified when the new cluster is started, make a copy of the old cluster and upgrade that in link mode. To make a valid copy of the old cluster, use `rsync` to create a dirty copy of the old cluster while the server is running, then shut down the old server and run `rsync --checksum` again to update the copy with any changes to make it consistent. (`--checksum` is necessary because `rsync` only has file modification-time granularity of one second.) You might want to exclude some files, e.g. `postmaster.pid`, as documented in Section 25.3.3. If your file system supports file system snapshots or copy-on-write file copies, you can use that to make a backup of the old cluster and tablespaces, though the snapshot and copies must be created simultaneously or while the database server is down.

## See Also

initdb, pg_ctl, pg_dump, postgres